Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garrick? Claim Your ProfileGarrick Russell Legault is a financial advisor who has been in the industry since 2015. Garrick is currently registered with Northwestern Mutual Investment Services, LLC and has a Series 66, Series 7, and SIE license. Garrick has a current state registration in Massachusetts and Connecticut. Garrick has been registered with Northwestern Mutual Investment Services, LLC since December 2014. Garrick has experience with Robert J Roy and Northwestern Mutual Wealth Management Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MA
12/21/2015 - Present
Northwestern Mutual Investment Services, LLC (Wilbraham MA)
BOTH
Issued 12/07/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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