Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garrick? Claim Your ProfileGarrick Updegraph is a financial advisor with Prospera Financial Services, Inc., a firm with a strong track record in providing financial planning and investment management services. Garrick has been in the financial services industry since 2004. His experience includes working at several firms, including Morgan Stanley and Wells Fargo Advisors. He is registered with the Securities and Exchange Commission and holds the Series 7, 24, 31, and 66 securities licenses, as well as the SIE exam. Garrick is also a Certified Financial Planner. He specializes in providing financial planning and investment management services to high-net-worth individuals, individuals other than high-net-worth, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
CA
06/07/2024 - Present
Prospera Financial Services, Inc. (Irvine CA)
CA
04/27/2011 - 06/12/2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (IRVINE CA)
CA
06/01/2009 - 04/21/2011
MORGAN STANLEY SMITH BARNEY (IRVINE CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (IRVINE CA)
CA
07/28/2004 - 04/02/2007
MORGAN STANLEY DW INC. (IRVINE CA)
BOTH
Issued 08/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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