Unclaimed
Garrick Leonard Lassek is a registered representative with Tradestation Securities, Inc., and has been in the financial industry since April 10, 2008. Garrick is licensed in Florida and has a Series 7, 63, 24, 4, 52, 57, and 3 license. Garrick is a well-rounded financial professional with experience in securities, options, futures, and municipal securities. Garrick is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/21/2018 - Present
Tradestation Securities, Inc. (PLANTATION FL)
SC
10/23/2015 - 06/14/2018
LPL FINANCIAL LLC (FORT MILL SC)
NC
08/26/2014 - 10/31/2015
METLIFE SECURITIES INC. (CHARLOTTE NC)
NC
08/30/2013 - 08/07/2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
03/12/2008 - 08/23/2013
TRADEKING (CHARLOTTE NC)
BOTH
Issued 03/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2010
Series 24 - General Securities Principal Examination
BC
Issued 09/24/2009
Series 4 - Registered Options Principal Examination
BC
Issued 07/18/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 11/21/2022
Series 57TO - Securities Trader Exam
BC
Issued 06/06/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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