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Garrick Burton Gowing

B. Riley Wealth Advisors, Inc.

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About Garrick Burton Gowing

Garrick Burton Gowing is a financial advisor currently registered with B. Riley Wealth Advisors, Inc. with over 28 years of experience in the industry. Garrick is licensed to provide investment advice in Washington, and has passed the Series 63, Series 65, Series 7 and Series 24 exams. In addition to his role at B. Riley Wealth Advisors, Inc., Garrick is also a Senior Account Executive, Agent for B. RILEY WEALTH INSURANCE, and has been in this role since November of 2023.

Firm Information

Garrick Gowing is currently registered with B. Riley Wealth Advisors, Inc.. B. Riley Wealth Advisors, Inc. is a financial advisory firm with approximately $7.64 billion in regulatory assets under management. The firm offers financial planning, pension consulting, and educational seminars, and it provides portfolio management for individuals, businesses, and other investment advisers. The firm serves a variety of client types, including high-net-worth individuals, corporations, and pension and profit-sharing plans. B. Riley Wealth Advisors, Inc. is headquartered in Memphis, Tennessee.
B. Riley Wealth Advisors, Inc.

40 S. MAIN ST.

MEMPHIS, TN 38103

$7.65B

Assets Under Management

40

Total Clients

338

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Garrick Gowing’s Registration & Firm History

WA

04/06/2005 - Present

B. Riley Wealth Advisors, Inc. (Seattle WA)

WA

08/14/1995 - 07/22/2022

NATIONAL SECURITIES CORPORATION (SEATTLE WA)

MO

05/26/1994 - 08/17/1995

EVEREN SECURITIES, INC. (ST. LOUIS MO)

CA

02/24/1994 - 05/20/1994

MONTANO SECURITIES CORPORATION (ORANGE CA)

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Licenses & Designations

IA

Issued 03/26/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/28/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/24/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Garrick Burton Gowing.
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