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Garrick Burton Gowing is a financial advisor currently registered with B. Riley Wealth Advisors, Inc. with over 28 years of experience in the industry. Garrick is licensed to provide investment advice in Washington, and has passed the Series 63, Series 65, Series 7 and Series 24 exams. In addition to his role at B. Riley Wealth Advisors, Inc., Garrick is also a Senior Account Executive, Agent for B. RILEY WEALTH INSURANCE, and has been in this role since November of 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
04/06/2005 - Present
B. Riley Wealth Advisors, Inc. (Seattle WA)
WA
08/14/1995 - 07/22/2022
NATIONAL SECURITIES CORPORATION (SEATTLE WA)
MO
05/26/1994 - 08/17/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
CA
02/24/1994 - 05/20/1994
MONTANO SECURITIES CORPORATION (ORANGE CA)
IA
Issued 03/26/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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