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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garrick? Claim Your ProfileGarrick Peters is a financial advisor with over 25 years of experience in the industry. Garrick has a long history of working with clients in the financial services industry, beginning with Schroder Wertheim & Co. Incorporated in 1995. Garrick has a strong background in wealth management and financial planning. Garrick has a Series 7, Series 63 and Series 66 license, as well as the SIE designation. Garrick currently works for Osaic Wealth, Inc. and holds a Certified Financial Planner designation. Osaic Wealth is a financial advisory firm that provides financial planning, portfolio management, and other services to a variety of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/24/2025 - Present
Osaic Wealth, Inc. (MANHATTAN BEACH CA)
CA
11/16/2007 - 12/19/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EL SEGUNDO CA)
CA
02/08/2001 - 11/29/2007
CITIGROUP GLOBAL MARKETS INC. (ROLLING HILLS CA)
CA
05/23/2000 - 02/08/2001
EQUITY TRUST ADVISORS, INC. (IRVINE CA)
NY
11/29/1995 - 05/30/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
01/03/1995 - 11/30/1995
SCHRODER WERTHEIM & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 07/17/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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