Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garrett? Claim Your ProfileGarrett Thomas Smith is a financial advisor with over 20 years of experience in the securities industry. Garrett currently works at Apollo Global Securities, LLC and has previously worked at CREDIT SUISSE SECURITIES (USA) LLC. Garrett is licensed to provide investment advice and sell securities in New York. Garrett holds the Series 7, 24 and 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
CA
10/10/2001 - 02/17/2023
CREDIT SUISSE SECURITIES (USA) LLC (Los Angeles CA)
BC
Issued 10/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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