Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garrett? Claim Your ProfileGarrett Steven Smith is a financial advisor at LPL Financial LLC. Garrett has been working in the financial industry since November 2019. Garrett holds Series 7TO, Series 63, and Series 66 licenses. Garrett is also a Certified Financial Planner. Garrett specializes in retirement planning, investment management, and financial planning. Garrett works with individuals, high-net-worth individuals, families, and businesses. Garrett's office is located at 6101 Carnegie Blvd. Suite 520, Charlotte, NC 28209.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NC
03/01/2023 - Present
LPL Financial LLC (CHARLOTTE NC)
NC
11/02/2019 - 03/09/2023
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
BOTH
Issued 07/10/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/07/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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