Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garrett? Claim Your ProfileGarrett Pena is a registered representative with Kestra Investment Services, LLC. Garrett has passed the General Securities Representative Examination (Series 7), Securities Industry Essentials Examination (SIE) and the Uniform Securities Agent State Law Examination (Series 63). Garrett's professional experience includes prior employment with TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
11/17/2023 - Present
Kestra Investment Services, LLC (AUSTIN TX)
TX
01/11/2021 - 03/05/2021
TD AMERITRADE, INC. (Southlake TX)
BC
Issued 01/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/04/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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