Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garrett? Claim Your ProfileGarrett Ruy Solis is a financial professional with over 13 years of experience in the industry. Garrett is currently registered with MUFG Securities Americas Inc. and is licensed to provide securities and investment advice in all 50 states. Garrett has previously worked at Barclays Capital Inc., J.P. Morgan Securities LLC, Credit Suisse Securities (USA) LLC, UBS Financial Services Inc., and Lehman Brothers Inc. Garrett holds the Series 3, Series 7, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/12/2023 - Present
Mufg Securities Americas Inc. (Los Angeles CA)
CA
01/09/2019 - 12/02/2021
BARCLAYS CAPITAL INC. (SAN FRANCISCO CA)
CA
01/08/2016 - 12/19/2018
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
09/29/2008 - 12/15/2015
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
CA
11/16/2015 - 12/11/2015
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
CA
09/22/2008 - 10/07/2008
BARCLAYS CAPITAL INC. (LOS ANGELES CA)
CA
08/07/2008 - 09/22/2008
LEHMAN BROTHERS INC. (LOS ANGELES CA)
BOTH
Issued 10/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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