Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garrett? Claim Your ProfileGarrett Phillips is a financial professional with over 20 years of experience in the industry. Garrett is currently registered with Robinhood Securities, LLC and holds Series 7, 7TO, 24, 63, 99, and SIE licenses. Previously, Garrett worked at Deutsche Bank Securities Inc, Morgan Stanley DW Inc, and Morgan Stanley Dean Witter Online Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/18/2019 - Present
Robinhood Securities, LLC (Lake Mary FL)
FL
11/14/2014 - 12/03/2018
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
NY
11/01/2000 - 08/01/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
08/22/2000 - 11/01/2000
MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)
BC
Issued 10/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2020
Series 24 - General Securities Principal Examination
BC
Issued 05/09/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2014
Series 99 - Operations Professional Examination
BC
Issued 08/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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