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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garrett? Claim Your ProfileGarrett Paul Morgan is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., specializing in investment advisory services. Garrett has been in the financial services industry since 2014 and holds licenses in several states, including California, Nevada, and North Carolina. Prior to joining Merrill Lynch, Garrett worked with several well-known firms including J.P. Morgan Securities LLC, Edward Jones, and Morgan Stanley. Garrett has a strong background in portfolio management, financial planning, and investment research. He is committed to providing his clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/27/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOS ANGELES CA)
CA
08/19/2019 - 10/28/2021
J.P. MORGAN SECURITIES LLC (WEST HOLLYWOOD CA)
CA
11/16/2018 - 08/07/2019
EDWARD JONES (ENCINITAS CA)
CA
10/31/2017 - 12/10/2018
CITIGROUP GLOBAL MARKETS INC. (Vista CA)
CA
05/29/2014 - 08/24/2017
MORGAN STANLEY (RANCHO SANTE FE CA)
BOTH
Issued 06/27/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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