Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garrett? Claim Your ProfileGarrett Morton Smith is a registered representative with Fidelity Personal And Workplace Advisors. Smith has been in the financial industry since August 2004. Smith has held previous positions with ALPS Distributors, Inc., Foreside Fund Services, LLC, Claymore Securities, Inc. and Rydex Distributors, Inc. Smith has registrations in the following states: Alaska, Arizona, Arkansas, California, Colorado, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Maryland, Massachusetts, Michigan, Mississippi, Nebraska, New Hampshire, New Jersey, New York, North Carolina, Oklahoma, Pennsylvania, South Carolina, Texas, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DC
08/09/2022 - Present
Fidelity Personal AND Workplace Advisors (WASHINGTON DC)
CO
09/30/2009 - 03/27/2015
ALPS DISTRIBUTORS, INC. (DENVER CO)
ME
06/04/2009 - 09/10/2009
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
IL
06/04/2007 - 10/21/2008
CLAYMORE SECURITIES, INC. (CHICAGO IL)
MD
10/30/2003 - 05/23/2007
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
IA
Issued 07/02/2022
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2014
Series 3 - National Commodity Futures Examination
BC
Issued 10/29/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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