Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garrett? Claim Your ProfileGarrett Baker is a financial professional with over 17 years of experience in the securities industry. Garrett is currently registered with Lazard Freres & Co. LLC and holds the Series 7, 24, 63, 79TO and SIE licenses. Garrett has been in the industry since 2005 and has worked for firms such as Lazard Middle Market LLC and Waller Capital Securities LLC. Garrett's background in investment banking is a valuable asset to clients seeking investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/10/2021 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
11/29/2016 - 04/01/2022
LAZARD MIDDLE MARKET LLC (NEW YORK NY)
NY
11/04/2004 - 07/12/2016
WALLER CAPITAL SECURITIES LLC (NEW YORK NY)
BC
Issued 05/18/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Garrett Baker is the right advisor for you? Invested Better is here to help.
