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Garrett Lee Swartz

J.w. Cole Financial, Inc.

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About Garrett Lee Swartz

Garrett Lee Swartz is a financial professional with over 18 years of experience in the industry. He has a Series 7, Series 63, and SIE licenses. Garrett currently works at J.w. Cole Financial, Inc. and has been with the firm since 2007. Garrett previously worked for HORNOR, TOWNSEND & KENT, INC. He is registered in Pennsylvania, New Jersey, South Carolina and Indiana.

Firm Information

Garrett Swartz is currently registered with J.w. Cole Financial, Inc.. J.w. Cole Financial, Inc. is a Corporation formed in October 2002 and is registered in 52 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Not reported

Assets Under Management

Not reported

Total Clients

84

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Garrett Swartz’s Registration & Firm History

PA

01/03/2007 - Present

J.w. Cole Financial, Inc. (LOCK HAVEN PA)

PA

07/19/2004 - 01/09/2007

HORNOR, TOWNSEND & KENT, INC. (LOCK HAVEN PA)

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Licenses & Designations

BC

Issued 07/30/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Garrett Lee Swartz.
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