Unclaimed
Garrett Riffe is a financial professional with Houlihan Lokey Capital, Inc. Garrett has over 2 years of experience in the financial industry. Garrett holds the Series 63, Series 79TO, and SIE licenses. Garrett is registered to conduct business in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
12/23/2021 - Present
Houlihan Lokey Capital, Inc. (Dallas TX)
BC
Issued 12/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/26/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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