Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garrett? Claim Your ProfileGarrett Headley is a financial advisor with Independent Financial Partners. Garrett has been working in the financial services industry since August 1982. Garrett has a number of industry certifications and licenses including Series 3, 7, 63, 65 and SIE. Garrett specializes in providing financial planning, investment advice and portfolio management services. Garrett's primary office is in Lexington, Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
KY
01/26/2024 - Present
Independent Financial Partners (LEXINGTON KY)
KY
12/19/2013 - 05/23/2019
LPL FINANCIAL LLC (LEXINGTON KY)
KY
12/14/2009 - 12/20/2013
COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. (LEXINGTON KY)
KY
06/01/2009 - 12/07/2009
MORGAN STANLEY SMITH BARNEY (LEXINGTON KY)
KY
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LEXINGTON KY)
NY
08/16/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/26/1982 - 08/19/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1982
Series 3 - National Commodity Futures Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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