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Garrett Lee Asta

Houlihan Lokey Capital, Inc.

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About Garrett Lee Asta

Garrett Lee Asta is a registered representative with Houlihan Lokey Capital, Inc. in McLean, Virginia. Garrett has been in the financial services industry since May 22, 2011. Garrett has passed the Series 63, SIE and Series 79 exams. Garrett has been with Houlihan Lokey Capital, Inc. since January 2, 2018, and prior to that Garrett worked at Bluestone Capital Partners, LLC and Oppenheimer & Co. Inc. Garrett is registered with the state of Virginia.

Firm Information

Garrett Asta is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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Garrett Asta’s Registration & Firm History

VA

01/02/2018 - Present

Houlihan Lokey Capital, Inc. (MCLEAN VA)

VA

04/02/2012 - 04/03/2018

BLUESTONE CAPITAL PARTNERS, LLC (MCLEAN VA)

MD

01/01/2011 - 11/11/2011

OPPENHEIMER & CO. INC. (BALTIMORE MD)

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Licenses & Designations

BC

Issued 06/13/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/2010

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Garrett Lee Asta.
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