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Garrett John Rush

UBS Securities LLC

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About Garrett John Rush

Garrett John Rush is a financial advisor with UBS Securities LLC. Garrett has over 18 years of experience in the financial services industry. Garrett is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 24, and Series 63 licenses. Garrett has been registered with UBS Securities LLC since 10/5/2023. Prior to joining UBS Securities LLC, Garrett worked at CREDIT SUISSE SECURITIES (USA) LLC and BEAR, STEARNS & CO. INC. Garrett is registered to conduct business in all states of the U.S.

Firm Information

Garrett Rush is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Garrett Rush’s Registration & Firm History

FL

10/05/2023 - Present

UBS Securities LLC (Aventura FL)

TX

08/31/2007 - 10/05/2023

CREDIT SUISSE SECURITIES (USA) LLC (Dallas TX)

GA

09/08/2005 - 08/29/2007

BEAR, STEARNS & CO. INC. (ATLANTA GA)

NY

02/25/2005 - 08/15/2005

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/29/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/15/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Garrett John Rush.
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