Unclaimed
Garrett Evan Roberts has been in the securities industry since February 8, 2003. Garrett is currently registered with CF Secured, LLC and Cantor Fitzgerald & Co. Garrett is a Series 24, Series 53, Series 52TO, Series 99TO, Series 7, and Series 6 registered representative. Garrett has a Series 63 license and the Securities Industry Essentials Examination. Garrett has previously worked at Guggenheim Securities, LLC, Barclays Capital Inc. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
02/07/2018 - Present
CF Secured, LLC (SUMMIT NJ)
NY
09/08/2014 - 02/17/2017
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
09/22/2008 - 07/24/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/25/2003 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
WI
07/30/2002 - 12/02/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BC
Issued 08/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2020
Series 24 - General Securities Principal Examination
BC
Issued 07/26/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/26/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Garrett Roberts is the right advisor for you? Invested Better is here to help.