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Garrett Evan Roberts

CF Secured, LLC

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About Garrett Evan Roberts

Garrett Evan Roberts has been in the securities industry since February 8, 2003. Garrett is currently registered with CF Secured, LLC and Cantor Fitzgerald & Co. Garrett is a Series 24, Series 53, Series 52TO, Series 99TO, Series 7, and Series 6 registered representative. Garrett has a Series 63 license and the Securities Industry Essentials Examination. Garrett has previously worked at Guggenheim Securities, LLC, Barclays Capital Inc. and Lehman Brothers Inc.

Firm Information

Garrett Roberts is currently registered with CF Secured, LLC. CF Secured, LLC is a Limited Liability Company formed on September 16, 2016, registered in all 50 states and the District of Columbia. The firm is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Garrett Roberts’s Registration & Firm History

NJ

02/07/2018 - Present

CF Secured, LLC (SUMMIT NJ)

NY

09/08/2014 - 02/17/2017

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

09/22/2008 - 07/24/2014

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

02/25/2003 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

WI

07/30/2002 - 12/02/2002

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 08/12/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/27/2020

Series 24 - General Securities Principal Examination

BC

Issued 07/26/2019

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/2005

Series 7 - General Securities Representative Examination

BC

Issued 07/26/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Garrett Evan Roberts.
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