Unclaimed
Garrett Gomes is a financial professional with over 10 years of experience in the securities industry. Garrett is currently registered with Raine Securities LLC in Santa Monica, CA. Garrett has a broad range of experience with securities, including investment banking, and has passed several industry exams including the Series 7, Series 79, Series 24, and the Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/05/2013 - Present
Raine Securities LLC (SANTA MONICA CA)
BC
Issued 11/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2018
Series 7 - General Securities Representative Examination
BC
Issued 11/05/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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