Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garrett? Claim Your ProfileGarrett Alpheus Norman is an active advisor registered with FINRA and with all 53 states. Garrett has been in the financial services industry since January 9, 2013, and currently is employed with J.p. Morgan Institutional Investments Inc. His previous employment was with CITIGROUP GLOBAL MARKETS INC. Garrett holds Series 3, 7, 24 and 66 securities licenses and has passed the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/08/2016 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NY
11/21/2007 - 07/19/2011
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 11/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/17/2014
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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