Unclaimed
Garret Rowan is a financial professional with over 12 years of experience in the industry. Currently, Garret is registered with Mufg Securities Americas Inc. as a General Securities Principal and holds several licenses including Series 7, Series 24 and SIE. Garret has previously worked at UBS Securities LLC, Deutsche Bank Securities Inc., and U.S. Bancorp Investments, Inc. Garret is licensed in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/27/2022 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
05/04/2020 - 07/05/2022
UBS SECURITIES LLC (NEW YORK NY)
NY
06/26/2017 - 05/07/2020
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
02/01/2011 - 04/20/2017
U.S. BANCORP INVESTMENTS, INC. (NEW YORK NY)
BC
Issued 06/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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