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Garret Joseph Rowan

Mufg Securities Americas Inc.

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About Garret Joseph Rowan

Garret Rowan is a financial professional with over 12 years of experience in the industry. Currently, Garret is registered with Mufg Securities Americas Inc. as a General Securities Principal and holds several licenses including Series 7, Series 24 and SIE. Garret has previously worked at UBS Securities LLC, Deutsche Bank Securities Inc., and U.S. Bancorp Investments, Inc. Garret is licensed in all 50 states and the District of Columbia.

Firm Information

Garret Rowan is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Garret Rowan’s Registration & Firm History

NY

06/27/2022 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

05/04/2020 - 07/05/2022

UBS SECURITIES LLC (NEW YORK NY)

NY

06/26/2017 - 05/07/2020

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

02/01/2011 - 04/20/2017

U.S. BANCORP INVESTMENTS, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/29/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Garret Joseph Rowan.
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