Unclaimed
Garret Christian Marquis is a financial advisor with over 20 years of experience in the industry. Garret Marquis is currently registered with T3 Trading Group, LLC and has been with the firm since January 2011. Previously, Garret Christian Marquis worked at OPEN TO THE PUBLIC INVESTING, INC., ASSENT LLC, SANDERS MORRIS HARRIS INC., EHRENKRANTZ KING NUSSBAUM, INC., SCHONFELD SECURITIES, LLC, and HEARTLAND SECURITIES CORP.. Garret Christian Marquis holds multiple licenses, including Series 7, Series 24, Series 3, Series 4, Series 55, Series 57TO, and Series 99TO. Garret Christian Marquis is also registered in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/10/2011 - Present
T3 Trading Group, LLC (Millburn NJ)
NY
09/30/2015 - 05/28/2021
OPEN TO THE PUBLIC INVESTING, INC. (New York NY)
NJ
05/09/2007 - 05/03/2010
ASSENT LLC (HOBOKEN NJ)
NY
04/04/2005 - 12/19/2006
SANDERS MORRIS HARRIS INC. (NEW YORK NY)
NY
04/26/2004 - 05/27/2004
EHRENKRANTZ KING NUSSBAUM, INC. (MELVILLE NY)
NY
07/17/2002 - 09/24/2002
SCHONFELD SECURITIES, LLC (JERICHO NY)
NJ
10/08/2001 - 06/19/2002
HEARTLAND SECURITIES CORP. (EDISON NJ)
NJ
06/15/1999 - 05/01/2000
HEARTLAND SECURITIES CORP. (EDISON NJ)
BC
Issued 06/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2005
Series 4 - Registered Options Principal Examination
BC
Issued 12/06/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2006
Series 3 - National Commodity Futures Examination
BC
Issued 11/07/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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