Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garren? Claim Your ProfileGarren Joseph Sepede is a financial advisor with LPL Financial LLC. Garren has been in the financial industry since 1984. Garren holds FINRA Series 7, 24 and 63 securities licenses as well as the Series 65 Investment Adviser license. Garren has been registered with LPL Financial LLC since 2000 and has previous registrations with several other broker-dealers and investment advisors. Garren's previous experience includes roles with WMA Securities, Inc., USA Capital, Union Equity Partners, Inc., NYLIFE Securities Inc., Dain Bosworth Incorporated, Prudential-Bache Securities Inc. and Wedbush, Noble, Cooke, Inc. Garren is licensed in 23 states and provides financial advice to individuals, businesses, charitable organizations, pension and profit sharing plans, corporations, high net worth individuals, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
03/27/2013 - Present
LPL Financial LLC (LAS VEGAS NV)
GA
11/13/1995 - 08/29/2000
WMA SECURITIES, INC. (DULUTH GA)
NA
01/23/1995 - 08/29/1995
USA CAPITAL
NV
12/09/1992 - 01/24/1995
UNION EQUITY PARTNERS, INC. (LAS VEGAS NV)
NY
09/14/1990 - 12/17/1992
NYLIFE SECURITIES INC. (NEW YORK NY)
NA
05/11/1988 - 05/30/1990
DAIN BOSWORTH INCORPORATED
NA
07/01/1985 - 05/17/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
06/20/1984 - 07/09/1985
WEDBUSH, NOBLE, COOKE, INC
IA
Issued 03/06/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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