Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garland? Claim Your ProfileGarland E Neal is a financial advisor with Rockefeller Financial LLC. Garland has been in the industry for over 8 years and has a wealth of experience in providing financial advice to individuals, families, and businesses. Garland is a registered representative in North Carolina and Texas. Garland holds the Series 65, Series 66, and Series 7 licenses. Garland also holds the Series 3 and SIE licenses. Garland specializes in working with high-net-worth individuals, families, and businesses. Garland is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
05/03/2024 - Present
Rockefeller Financial LLC (Charlotte NC)
NC
08/28/2019 - 05/08/2024
MORGAN STANLEY (Charlotte NC)
GA
09/03/2015 - 07/23/2019
GOLDMAN SACHS & CO. LLC (ATLANTA GA)
IA
Issued 09/25/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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