Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garland? Claim Your ProfileGarland Rodriguez is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Garland has been in the securities industry since 1982. Garland has registrations with Financial Industry Regulatory Authority (FINRA) and state securities regulators in 17 states. Garland has experience with several different investment firms. Garland is registered with the state of Texas as a Resident Agent of the firm and the state of Florida as a non-resident agent of the firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/17/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FORT LAUDERDALE FL)
FL
11/17/2004 - 12/15/2008
UBS INTERNATIONAL INC. (MIAMI FL)
NJ
08/17/1990 - 11/18/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
08/31/1984 - 09/13/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/01/1982 - 08/30/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 12/28/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1986
Series 3 - National Commodity Futures Examination
BC
Issued 06/19/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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