Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garik? Claim Your ProfileGarik Shmois is a registered representative with Loop Capital Markets LLC, a firm based in New York, NY. Garik has been in the financial services industry since June 2006. Garik has a Series 63, SIE, Series 87, Series 86, and Series 7 licenses. He is also registered with the state of Ohio. Garik has previously been associated with Longbow Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
NY
12/18/2019 - Present
Loop Capital Markets LLC (NEW YORK NY)
OH
06/05/2006 - 01/21/2020
LONGBOW SECURITIES, LLC (INDEPENDENCE OH)
BC
Issued 06/14/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/29/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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