Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gargi? Claim Your ProfileGargi Pal Chaudhuri is a financial professional with over 17 years of experience in the industry. Gargi has held various positions at prominent financial institutions, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch Government Securities Inc., Jefferies & Company, Inc., BLACKROCK EXECUTION SERVICES, and currently, Blackrock Investments, LLC. Gargi is registered to provide investment advice in 53 states and the District of Columbia. Gargi is a Series 7, Series 24, Series 63, and SIE licensed individual.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/02/2016 - Present
Blackrock Investments, LLC (NEW YORK NY)
NY
01/04/2012 - 06/03/2014
BLACKROCK EXECUTION SERVICES (NEW YORK NY)
NY
03/30/2009 - 05/19/2010
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
12/14/2006 - 01/03/2009
MERRILL LYNCH GOVERNMENT SECURITIES INC. (NEW YORK NY)
NY
11/20/2001 - 01/02/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/26/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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