Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garett? Claim Your ProfileGarett Buss is a financial professional with over 14 years of experience in the industry. Garett is currently registered with Charles Schwab & CO., Inc. Garett has held previous roles with TD AMERITRADE, INC. and TD AMERITRADE CLEARING, INC. Garett is licensed to provide financial advice in all 50 states, and has a wide range of experience in securities and investment products, including options and futures. Garett holds the Series 3, 4, 7, 9, 10, 24, 55, 57TO and 63 licenses. Garett is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
02/09/2022 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
NE
03/06/2017 - 02/09/2022
TD AMERITRADE, INC. (OMAHA NE)
NE
05/06/2011 - 03/06/2017
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
06/04/2008 - 05/06/2011
TD AMERITRADE, INC. (BELLEVUE NE)
BC
Issued 07/16/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2024
Series 4 - Registered Options Principal Examination
BC
Issued 07/20/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/18/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/30/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2018
Series 3 - National Commodity Futures Examination
BC
Issued 08/31/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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