Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gareth? Claim Your ProfileGareth Zenere Grossnickle is a financial professional with over 17 years of experience in the industry. Gareth currently holds a Series 7, Series 24, and Series 63 license and is registered with Vanguard Marketing Corp. Gareth also holds the Series 99TO and Series 14. Prior to joining Vanguard Marketing Corp. Gareth was registered with GRV SECURITIES LLC, DUFF & PHELPS SECURITIES LLC, GCP SECURITIES, LLC, PAGEMILL PARTNERS, LLC, GCP SECURITIES, INC., SECURITIES AMERICA, INC., and WILLIAM BLAIR & COMPANY L.L.C. Gareth is a dedicated financial professional focused on providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
02/13/2023 - Present
Vanguard Marketing Corp. (MALVERN PA)
NY
01/15/2015 - 12/13/2021
GRV SECURITIES LLC (NEW YORK NY)
IL
03/06/2007 - 12/31/2014
DUFF & PHELPS SECURITIES LLC (CHICAGO IL)
IL
06/06/2012 - 12/12/2013
GCP SECURITIES, LLC (CHICAGO IL)
IL
01/25/2012 - 12/12/2013
PAGEMILL PARTNERS, LLC (CHICAGO IL)
IL
08/08/2011 - 06/06/2012
GCP SECURITIES, INC. (CHICAGO IL)
IL
04/13/2006 - 02/20/2007
SECURITIES AMERICA, INC. (CHICAGO IL)
IL
06/16/2005 - 03/22/2006
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
NE
01/01/2005 - 06/16/2005
SECURITIES AMERICA, INC. (LAVISTA NE)
BC
Issued 03/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 09/12/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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