Unclaimed
Gareth Ambrose Obrien is a financial professional with over 14 years of experience in the financial industry. Gareth is currently registered with Goldman Sachs & Co. LLC and has been registered with them since March 22, 2019. Prior to this role, Gareth was employed by Nomura Securities International, Inc. where he held a position from February 4, 2005 until February 11, 2019. Gareth holds the Series 16 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
NY
03/22/2019 - Present
Goldman Sachs & Co. LLC (NEW YORK NY)
NY
02/04/2005 - 02/11/2019
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 02/01/2005
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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