Unclaimed
Gao Yang is an investment advisor representative and a registered principal with Ameriprise Financial Services, LLC. Gao has been in the financial services industry since 2003. Prior to joining Ameriprise Financial Services, LLC, Gao was employed at WELLS FARGO INVESTMENTS, LLC, FINANCIAL NETWORK INVESTMENT CORPORATION, AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS LIFE INSURANCE COMPANY. Gao is licensed to provide investment advice in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
12/19/2013 - Present
Ameriprise Financial Services, LLC (MINNEAPOLIS MN)
MN
02/25/2005 - 05/25/2010
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
CA
04/25/2001 - 03/11/2003
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MN
10/31/2000 - 11/10/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/31/2000 - 11/10/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/2010
Series 24 - General Securities Principal Examination
BC
Issued 06/27/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/08/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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