Unclaimed
Galen McKay is an active Investment Advisor Representative with Thrivent Investment Management Inc. in Minneapolis, MN. Galen McKay has been in the securities industry since 1999. Galen McKay previously worked at Ameriprise Financial Services, LLC and Riversource Fund Distributors, Inc. Galen McKay specializes in Financial Planning and Portfolio Management for Individuals. Galen McKay holds the Series 63, 66, 7, 9, 10 and 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
03/24/2020 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
MN
05/12/2010 - 03/12/2020
AMERIPRISE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
MN
01/02/2009 - 05/12/2010
RIVERSOURCE FUND DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
11/28/2006 - 01/02/2009
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
06/22/1999 - 12/31/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
06/22/1999 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 05/25/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/29/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/16/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Galen McKay is the right advisor for you? Invested Better is here to help.