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Galen John Greiner

Oppenheimer & Co. Inc.

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About Galen John Greiner

Galen John Greiner is a registered representative and investment advisor with Oppenheimer & Co. Inc. based in Monroeville, Pennsylvania. Galen has been in the securities industry since May 1983. Before joining Oppenheimer & Co. Inc., Galen was a registered representative with Janney Montgomery Scott LLC and Parker/Hunter Incorporated. Galen has passed the Series 7, Series 63, and Series 65 exams, as well as the Securities Industry Essentials Examination. Galen specializes in providing investment advice and portfolio management for individuals, businesses, pooled investment vehicles, and retirement plans.

Firm Information

Galen Greiner is currently registered with Oppenheimer & Co. Inc.. Oppenheimer & Co. Inc. is a corporation formed in December 1954 and headquartered in New York City. The firm provides a range of advisory services, including financial planning, pension consulting, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. Oppenheimer & Co. Inc. manages approximately $1 billion to $10 billion in assets for a diverse clientele, including individuals, corporations, institutions, and government entities. The firm is registered with the SEC and in all 50 states.
Oppenheimer & Co. Inc.

85 BROAD STREET

NEW YORK, NY 10004

$27.45B

Assets Under Management

Not reported

Total Clients

1,429

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Galen Greiner’s Registration & Firm History

PA

05/11/2009 - Present

Oppenheimer & Co. Inc. (MONROEVILLE PA)

PA

06/25/2005 - 05/28/2009

JANNEY MONTGOMERY SCOTT LLC (PITTSBURGH PA)

PA

03/14/1989 - 06/25/2005

PARKER/HUNTER INCORPORATED (PITTSBURGH PA)

NA

07/02/1988 - 03/16/1989

HOPPER SOLIDAY & CO., INC.

NA

05/26/1983 - 07/02/1988

CUNNINGHAM, SCHMERTZ & CO., INC.

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Licenses & Designations

IA

Issued 03/22/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/27/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Galen John Greiner. Review regulatory record here.
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