Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Galen? Claim Your ProfileGalen G Jang is an investment advisor representative with Citigroup Global Markets Inc. Galen is registered with FINRA, the state of California, and 52 other states to offer securities and investment advisory services. Galen has been in the securities industry since 2000, previously working with TD Ameritrade, Inc. and Scottrade, Inc.. Galen is a registered principal and has passed the Series 63, 66, 7, 9 and 10 exams. Citigroup Global Markets Inc. is a registered investment advisor with the SEC and has more than $50 billion in assets under management. Citigroup Global Markets Inc. offers investment advisory services, portfolio management for individuals and businesses, financial planning, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/27/2019 - Present
Citigroup Global Markets Inc. (San Francisco CA)
CA
03/14/2007 - 03/09/2018
SCOTTRADE, INC. (SUNNYVALE CA)
CA
09/26/2000 - 03/12/2007
TD AMERITRADE, INC. (SANTA CLARA CA)
BOTH
Issued 6/19/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/9/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/30/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 3/29/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/9/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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MIAX Emerald, LLC
M
MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
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NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq MRX, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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