Unclaimed
Gale T Shuto is a financial advisor currently registered with PFS Investments Inc. in CHEYENNE, WY. Gale has been working in the financial services industry since 2015. Gale holds the Series 6 and Series 63 licenses and the SIE exam. Gale has been registered with PFS Investments Inc. since 2017 and worked with the firm from 2015-2016 as well. Previous firms Gale has worked with include WADDELL & REED, INC. and PRUCO SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
WY
09/15/2020 - Present
PFS Investments Inc. (CHEYENNE WY)
WY
08/02/2017 - 12/02/2019
PFS INVESTMENTS INC. (CHEYENNE WY)
WY
05/29/2015 - 12/31/2015
PFS INVESTMENTS INC. (CHEYENNE WY)
KS
02/10/2000 - 02/11/2002
WADDELL & REED, INC. (OVERLAND PARK KS)
NJ
10/28/1999 - 11/29/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 08/07/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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