Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gale? Claim Your ProfileGale Northrop is a financial advisor with Fidelity Personal AND Workplace Advisors. Gale has been in the financial industry since 1996 and has extensive experience in portfolio management and financial planning. Gale has worked at several firms including Charles Schwab & Co., Inc. and TD Ameritrade. Gale currently serves as a Partner at Sweet But Fearless. Gale is licensed to sell securities in Arizona, California, Massachusetts, Nevada, Texas, and Utah. Gale holds the following licenses and designations: Series 63, Series 66, Series 7, Series 8, Series 9, Series 10, and the SIE exam. Gale specializes in providing financial advice to high-net-worth individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/11/2022 - Present
Fidelity Personal AND Workplace Advisors (LOS ANGELES CA)
CA
07/26/2016 - 10/07/2021
TD AMERITRADE, INC. (BEVERLY HILLS CA)
WA
04/09/1996 - 07/14/2016
CHARLES SCHWAB & CO., INC. (SEATTLE WA)
BOTH
Issued 01/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/04/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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