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Gale Eisner

Regiment Securities, LLC

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About Gale Eisner

Gale Eisner is a financial professional with over 30 years of experience in the financial services industry. Gale is currently registered with Regiment Securities, LLC. In addition, Gale has held previous roles with Selalu Partners, LLC, Equinox Group Distributors, LLC, Corinthian Partners, L.L.C., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Prudential Securities Incorporated, Lynch, Jones & Ryan, Inc., McKinley Allsopp, Inc. and Oppenheimer & Co., Inc. Gale holds licenses Series 3, 7, 99, 63 and SIE and is currently registered in 12 states.

Firm Information

Gale Eisner is currently registered with Regiment Securities, LLC. Regiment Securities, LLC is a Limited Liability Company formed on September 21, 2020. The firm is registered with the SEC and in 31 states.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gale Eisner’s Registration & Firm History

IL

01/11/2024 - Present

Regiment Securities, LLC (CHICAGO IL)

IL

01/04/2022 - 12/21/2023

REGIMENT SECURITIES, LLC. (CHICAGO IL)

FL

01/18/2019 - 12/22/2021

SELALU PARTNERS, LLC (APOLLO BEACH FL)

NY

05/01/2013 - 01/05/2017

EQUINOX GROUP DISTRIBUTORS, LLC (NEW YORK NY)

NY

10/07/2011 - 04/08/2013

CORINTHIAN PARTNERS, L.L.C. (NEW YORK NY)

NY

06/01/2009 - 10/01/2009

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

NY

10/13/1995 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

06/07/1990 - 08/09/1995

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

03/24/1988 - 12/21/1989

LYNCH, JONES & RYAN, INC. (NEW YORK NY)

NA

10/28/1985 - 10/14/1987

MCKINLEY ALLSOPP, INC.

NA

09/21/1983 - 12/16/1985

OPPENHEIMER & CO., INC.

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Licenses & Designations

BC

Issued 04/29/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/05/2017

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/1990

Series 3 - National Commodity Futures Examination

BC

Issued 09/17/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gale Eisner.
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