Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gale? Claim Your ProfileGale Edward Graves is an Investment Advisor Representative with Fisher Investments. Gale has over 25 years of experience in the financial industry and is registered to provide investment advice in New Hampshire and Texas. Gale has held several previous positions at firms such as EMPOWER FINANCIAL SERVICES, INC., GWFS EQUITIES, INC., and MBSC SECURITIES CORPORATION. Gale holds a Series 6, 7, 63, and 65 licenses. Gale specializes in providing portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio assessment
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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NH
05/14/2024 - Present
Fisher Investments (Windham NH)
NH
04/02/2019 - 05/14/2024
EMPOWER FINANCIAL SERVICES, INC. (Windham NH)
MA
12/01/2016 - 08/05/2017
GWFS EQUITIES, INC. (ANDOVER MA)
IL
07/29/2015 - 07/14/2016
SUPERFUND USA, LLC (CHICAGO IL)
NY
06/06/2012 - 11/14/2013
MBSC SECURITIES CORPORATION (NEW YORK NY)
MA
08/31/2004 - 12/31/2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (BOSTON MA)
MD
12/12/2002 - 12/12/2003
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
MA
10/10/2000 - 09/10/2002
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
MA
05/29/1998 - 06/22/2000
PUTNAM RETAIL MANAGEMENT, INC. (BOSTON MA)
IA
Issued 05/11/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2012
Series 7 - General Securities Representative Examination
BC
Issued 05/28/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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