Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gale? Claim Your ProfileGale Brodie is a financial advisor with over 30 years of experience in the industry. Gale currently works at Vanderbilt Advisory Services, a firm with over $1 billion in assets under management. Before that, Gale was a financial advisor at Founders Financial Securities LLC. Gale is registered with FINRA and Series 65 licensed. Gale's expertise lies in advising individuals, corporations and other businesses and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
07/26/2021 - Present
Vanderbilt Advisory Services (Elk Grove CA)
CA
10/02/2017 - 07/28/2021
FOUNDERS FINANCIAL SECURITIES LLC (Elk Grove CA)
CA
12/13/2013 - 10/12/2017
WADDELL & REED (SACRAMENTO CA)
CA
11/20/2010 - 12/20/2013
METLIFE SECURITIES INC. (SACRAMENTO CA)
CA
09/08/2009 - 11/18/2010
LPL FINANCIAL CORPORATION (GALT CA)
CA
11/17/2008 - 09/08/2009
ASSOCIATED SECURITIES CORP. (GALT CA)
CA
04/04/2003 - 11/18/2008
FSC SECURITIES CORPORATION (GALT CA)
NY
05/15/1998 - 11/25/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/06/1995 - 05/22/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/18/1984 - 01/11/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 03/17/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Gale Brodie is the right advisor for you? Invested Better is here to help.
