Unclaimed
Galand Thaxton is an investment advisor representative currently registered with State Farm Investment Management Corp. Galand has been in the industry since December 1998. The advisor has been registered in Wyoming since June 1999 and Colorado since February 2002. Galand also has a registration in Wyoming for investment advisory services. Galand is currently licensed to offer investment advice to individuals and investment companies. The advisor holds the Series 6, Series 63, and Series 65 licenses and has earned the SIE exam certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
WY
01/10/2024 - Present
State Farm Investment Management Corp. (Laramie WY)
IA
Issued 01/03/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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