Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gal? Claim Your ProfileGal Horev is a financial professional with over 15 years of experience in the industry. Gal is currently registered as an investment advisor representative with Dempsey Lord Smith, LLC. Gal is also licensed in the state of Arizona and California. Prior to Dempsey Lord Smith, LLC, Gal has held positions at several other firms including National Securities Corporation, American Investors Company, Private Asset Group, Inc., Financial West Group, Morgan Peabody, Inc. and Sigma Financial Corporation. Gal has a wide range of experience in the financial services industry, including providing financial planning, investment advice, and portfolio management services to individuals and families. Gal is committed to providing clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
11/01/2017 - Present
Dempsey Lord Smith, LLC (ROME GA)
CA
01/04/2012 - 02/17/2017
NATIONAL SECURITIES CORPORATION (IRVINE CA)
CA
05/25/2010 - 12/31/2011
AMERICAN INVESTORS COMPANY (SAN RAMON CA)
CA
09/23/2009 - 04/27/2010
PRIVATE ASSET GROUP, INC. (COSTA MESA CA)
NV
10/16/2008 - 09/23/2009
FINANCIAL WEST GROUP (RENO NV)
CA
03/29/2007 - 10/29/2008
MORGAN PEABODY, INC. (SHERMAN OAKS CA)
CA
01/18/2007 - 03/30/2007
SIGMA FINANCIAL CORPORATION (LONG BEACH CA)
BOTH
Issued 01/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2012
Series 3 - National Commodity Futures Examination
BC
Issued 11/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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