Unclaimed
Gaku Mitsui is a registered representative with Mufg Securities Americas Inc. based in New York, New York. Gaku has been active in the securities industry since January 4, 2023. Gaku holds the Series 63, Series 7TO, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/05/2023 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 03/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/19/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/16/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Gaku Mitsui is the right advisor for you? Invested Better is here to help.