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Gaku Mitsui

Mufg Securities Americas Inc.

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About Gaku Mitsui

Gaku Mitsui is a registered representative with Mufg Securities Americas Inc. based in New York, New York. Gaku has been active in the securities industry since January 4, 2023. Gaku holds the Series 63, Series 7TO, Series 79TO, and SIE licenses.

Firm Information

Gaku Mitsui is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gaku Mitsui’s Registration & Firm History

NY

01/05/2023 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/25/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/05/2023

Series 7TO - General Securities Representative Examination

BC

Issued 12/19/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/16/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Gaku Mitsui.
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