Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gaines? Claim Your ProfileGaines Bailey Smith is an active Registered Representative with Kovack Advisors, Inc. Gaines has been in the securities industry since February 11, 1985. Gaines has a Series 6, 7, 24, 27, 63, SIE, and 99TO registrations. Gaines is registered in Florida, Colorado, Illinois, Georgia, Kentucky, Missouri, New Mexico, Tennessee, and Texas. Gaines previously was registered with Resource Horizons Group LLC, Gaines Financial Corporation, Metlife Securities Inc., and Metropolitan Life Insurance Company. In addition to the advisory services provided at Kovack Advisors, Inc., Gaines also provides fixed insurance sales, is the president of Smith & Sons Firearms, Co., and is a co-trustee on a family trust.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/08/2015 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
IL
10/26/2012 - 10/15/2014
RESOURCE HORIZONS GROUP LLC (BELLEVILLE IL)
IL
12/20/1988 - 02/28/2013
GAINES FINANCIAL CORPORATION (BELLEVILLE IL)
NA
11/12/1986 - 12/01/1988
METLIFE SECURITIES INC.
NA
01/25/1985 - 12/01/1988
METROPOLITAN LIFE INSURANCE COMPANY
BC
Issued 01/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/1991
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/05/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1990
Series 7 - General Securities Representative Examination
BC
Issued 01/24/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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