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Gailen Lee Stockwell

General Securities Corp.

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About Gailen Lee Stockwell

Gailen Lee Stockwell is a financial advisor with General Securities Corp.. Gailen has been in the securities industry since December 11, 1989. Gailen is registered with the following securities authorities: FINRA, Missouri, Kansas, Nebraska, Florida and California. Gailen holds the following licenses: Series 6, 7, 24 and 63. Gailen has been employed by General Securities Corp. since September 19, 1995.

Firm Information

Gailen Stockwell is currently registered with General Securities Corp.. General Securities Corp. is a Corporation formed on April 3, 1984. The firm is registered with the SEC and in 11 states, including California, Colorado, Florida, Indiana, Iowa, Kansas, Louisiana, Michigan, Missouri, Nebraska, and Ohio. They have been involved in 8 regulatory events and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gailen Stockwell’s Registration & Firm History

MO

09/19/1995 - Present

General Securities Corp. (N KANSAS CITY MO)

IA

02/07/1995 - 04/28/1995

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)

MO

07/17/1992 - 01/25/1995

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

MO

05/23/1991 - 07/16/1992

STERN BROTHERS & CO. (ST. LOUIS MO)

MO

04/09/1990 - 07/31/1990

TWENTIETH CENTURY SECURITIES, INC. (KANSAS CITY MO)

NY

04/13/1989 - 09/23/1989

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

09/02/1988 - 04/04/1989

UNDERWOOD, NEUHAUS & CO., INCORPORATED

NA

06/23/1988 - 09/27/1988

STERN BROTHERS & CO.

NA

02/24/1988 - 03/07/1988

BLINDER, ROBINSON & CO., INC.

NA

04/02/1985 - 07/15/1985

FIRST INVESTORS CORPORATION

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Licenses & Designations

BC

Issued 01/21/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/23/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/1988

Series 7 - General Securities Representative Examination

BC

Issued 04/01/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Gailen Lee Stockwell. Review regulatory record here.
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