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Gail Wygoda

Icapital Markets LLC

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About Gail Wygoda

Gail Wygoda is a financial advisor who is currently registered with Icapital Markets LLC. Gail has been working in the financial industry since 2002 and holds a variety of licenses, including the Series 7, 63, 66, 24, and 3 exams. Gail has previously been registered with ICapital Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P.Morgan Securities Inc., Bear, Stearns & Co. Inc., and Salomon Smith Barney Inc. Gail is registered in New York.

Firm Information

Gail Wygoda is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gail Wygoda’s Registration & Firm History

NY

11/30/2023 - Present

Icapital Markets LLC (NEW YORK NY)

NY

03/26/2019 - 11/30/2023

ICAPITAL SECURITIES, LLC (NEW YORK NY)

NY

04/26/2010 - 03/13/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

08/22/2005 - 10/29/2008

J.P.MORGAN SECURITIES INC. (NEW YORK NY)

NY

05/26/2004 - 08/20/2004

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

10/20/1998 - 04/02/2003

SALOMON SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/29/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/05/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/27/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2012

Series 3 - National Commodity Futures Examination

BC

Issued 07/20/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/13/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gail Wygoda.
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