Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gail? Claim Your ProfileGail Marie Bivens-rose is a financial advisor with Robert W. Baird & Co. Inc. Gail has been in the financial services industry since July 7, 1998. Gail holds multiple licenses including Series 7, 9, 10, 63, and 65. Prior to joining Robert W. Baird & Co. Inc. Gail worked at MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC. Gail also serves as a Board Member on the Investment Finance Committee at Sunrise Retirement Community in Sioux City, IA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
IA
11/04/2016 - Present
Robert W. Baird & Co. Inc. (SIOUX CITY IA)
IA
06/01/2009 - 12/02/2010
MORGAN STANLEY SMITH BARNEY (SIOUX CITY IA)
IA
04/30/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SIOUX CITY IA)
TX
07/08/1998 - 04/29/1999
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
IA
Issued 10/16/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/14/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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