Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gail? Claim Your ProfileGail Lindstrom is a financial advisor registered with Wells Fargo Clearing Services, LLC. Gail has been in the financial services industry since January 15, 2006. She has previously been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and LPL Financial LLC. Gail is a Series 66, 63, 24, 9, 10, SIE, 3, and 7 licensed advisor. She is currently registered in 53 states and 2 states for investment advisor services. Gail is licensed to offer investment advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/19/2024 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
09/14/2017 - 07/22/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/05/2016 - 07/27/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
07/29/2014 - 11/04/2015
LPL FINANCIAL LLC (BRIDGEWATER NJ)
NY
10/19/2012 - 05/23/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/14/1995 - 03/01/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
RI
09/22/1993 - 03/25/1994
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MA
09/17/1992 - 03/23/1994
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
BOTH
Issued 04/08/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/13/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/21/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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