Unclaimed
Gail Geneen Brown is a registered investment advisor representative with Morgan Stanley. Gail has been in the industry since 2009 and holds a Series 6, Series 7 and Series 66 license, as well as the SIE exam. Gail has experience working with investment clubs, insurance companies, investment companies, charitable organizations, high-net-worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. Before joining Morgan Stanley, Gail worked with J.P. Morgan Securities LLC, Chase Investment Services Corp, and WAMU Investments, Inc. Gail is also involved in the community, currently serving as chair of the Summerlin Rotary and managing a rental property.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NV
10/17/2016 - Present
Morgan Stanley (Las Vegas NV)
NV
10/01/2012 - 09/09/2015
J.P. MORGAN SECURITIES LLC (LAS VEGAS NV)
NV
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LAS VEGAS NV)
NV
10/01/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (HENDERSON NV)
NV
02/19/2007 - 09/04/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LAS VEGAS NV)
BOTH
Issued 08/19/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/16/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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