Unclaimed
Gail Hollingsworth is a financial professional with over 25 years of experience in the financial services industry. Gail is currently registered with LPL Enterprise, LLC and holds Series 7, 26, and 63 securities licenses. She also holds a Series 65 investment advisor representative license. Gail is registered with the state of New York and several other states. Prior to joining LPL Enterprise, LLC, Gail was associated with MML Investors Services, LLC, LPL Financial LLC, NYLife Securities LLC, Chase Investment Services Corp., BNY Investment Center Inc. and Essex National Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/14/2024 - Present
LPL Enterprise, LLC (MELVILLE NY)
NY
01/27/2015 - 02/16/2018
MML INVESTORS SERVICES, LLC (SYOSSET NY)
NY
08/03/2012 - 08/01/2014
LPL FINANCIAL LLC (PORT JEFFERSON NY)
NY
02/20/2008 - 07/24/2012
NYLIFE SECURITIES LLC (MELVILLE NY)
NY
10/04/2006 - 01/23/2008
CHASE INVESTMENT SERVICES CORP. (BABYLON NY)
NY
10/06/1999 - 10/04/2006
BNY INVESTMENT CENTER INC. (NEW YORK NY)
CA
01/28/1998 - 11/03/1999
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
IA
Issued 05/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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